-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PmytDIK4kKBIY7maQPlLwd9mPxvokzfCwJ1eXKqp9UYEmg2qx5Hq8sQn1nXBIyVx RbssTcZPNtp2k3FfgXlo2g== 0000950134-01-001047.txt : 20010213 0000950134-01-001047.hdr.sgml : 20010213 ACCESSION NUMBER: 0000950134-01-001047 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010212 GROUP MEMBERS: PEOPLES FINANCIAL CORP EMP STOCK OWNERSHIP PLAN GROUP MEMBERS: SWETMAN CHEVIS C SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES FINANCIAL CORP /MS/ CENTRAL INDEX KEY: 0000770460 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 640709834 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49651 FILM NUMBER: 1533530 BUSINESS ADDRESS: STREET 1: 152 LAMEUSE STREET STREET 2: P O BOX 529 CITY: BILOXI STATE: MS ZIP: 39530 BUSINESS PHONE: 2284355511 MAIL ADDRESS: STREET 1: P O BOX 529 STREET 2: PO BOX 559 CITY: BILOXI STATE: MS ZIP: 39533-0529 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SWETMAN CHEVIS C CENTRAL INDEX KEY: 0001084222 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1210 BEACH BLVD CITY: BILOXI STATE: MS ZIP: 39530 BUSINESS PHONE: 2284355511 MAIL ADDRESS: STREET 1: 1210 BEACH BLVD CITY: BILOXI STATE: MS ZIP: 39530 SC 13G/A 1 d84019a2sc13ga.txt AMENDMENT NO. 2 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 ) Peoples Financial Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 71103B102 - -------------------------------------------------------------------------------- (CUSIP Number) 2 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Peoples Financial Corporation Employee Stock Ownership Plan TIN: 64-0791736 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions) (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Mississippi NUMBER OF 5 SOLE VOTING POWER SHARES None BENEFICIALLY OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON 696,718 7 SOLE DISPOSITIVE POWER 696,718 8 SHARED DISPOSITIVE POWER None 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 696,718 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See instructions) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.0 % 12 TYPE OF REPORTING PERSON (See instructions) EP 3 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ella Mae Barq 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions) (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF 5 SOLE VOTING POWER SHARES 454,040 BENEFICIALLY OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON None 7 SOLE DISPOSITIVE POWER 454,040 8 SHARED DISPOSITIVE POWER None 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 454,040 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See instructions) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.8 % 12 TYPE OF REPORTING PERSON (See instructions) IN 4 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Chevis C. Swetman 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions) (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF 5 SOLE VOTING POWER SHARES 529,415 BENEFICIALLY OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON 482,240 7 SOLE DISPOSITIVE POWER 529,415 8 SHARED DISPOSITIVE POWER 482,240 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,011,655 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See instructions) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.4 % 12 TYPE OF REPORTING PERSON (See instructions) IN 5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 10549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Item 1(a). Name of Issuer Peoples Financial Corporation Item 1(b). Name of Issuer's Principal Executive Offices: Howard and Lameuse Streets Biloxi, MS 39530 Item 2(a). Name of Person Filing: Chevis C. Swetman Item 2(b). Address or Principal Business Office or, if None, Residence: 1210 Beach Blvd., Biloxi, Mississippi 39530 Item 2 (c). Citizenship: United States of America Item 2 (d). Title of Class of Securities: Common stock Item 2 (e). CUSIP Number: 71103B102 Item 3. This statement is filed pursuant to Rule 13d-1( c) for Mrs. Barq and Mr. Swetman as individuals. This statement is filed pursuant to Rule 13d-1(b)(1)(ii)(F) for Peoples Financial Corporation Employee Stock Ownership Plan, which is an employee benefit plan. 6 Item 4. Ownership (a) Amount Beneficially Owned: 1,011,655 (b) Percent of Class: 17.4% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 529,415 (ii) shared power to vote or to direct the vote: 482,240 (iii) sole power to dispose or to direct the disposition of: 529,415 (iv) shared power to dispose or to direct the disposition of: 482,240 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported Not applicable. Item 8. Identification and Classification of Members of a Group. Not applicable. Item 9. Dissolution of Group. Not applicable. 7 Item 10. Certification. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Ella Mae Barq February 9, 2001 - ------------------------ ----------------------------------- Ella Mae Barq Date /s/ Chevis C. Swetman February 9, 2001 - ------------------------ ----------------------------------- Chevis C. Swetman Date By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. /s/ Jackie L. Henson February 9, 2001 - ------------------------ ----------------------------------- Peoples Financial Corporation Date Employee Stock Ownership Plan ESOP Committee as Trustee, Jackie L. Henson, chairperson After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Jackie L. Henson February 9, 2001 - ------------------------ ----------------------------------- Peoples Financial Corporation Date Employee Stock Ownership Plan ESOP Committee as Trustee Jackie L. Henson, chairperson 8 The undersigned persons, on February 9, 2001, agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Peoples Financial Corporation at December 31, 2000. /s/ Ella Mae Barq February 9, 2001 - ------------------------ ----------------------------------- Ella Mae Barq Date /s/ Chevis C. Swetman February 9, 2001 - ------------------------ ----------------------------------- Chevis C. Swetman Date /s/ Jackie L. Henson February 9, 2001 - ------------------------ ----------------------------------- Peoples Financial Corporation Date Employee Stock Ownership Plan ESOP Committee as Trustee, Jackie L. Henson, chairperson -----END PRIVACY-ENHANCED MESSAGE-----